David H Mcillwain

Current Employers

Employment History

• 01/2003 → 11/2019
  Fsc Securities Corporation
  Brentwood, TN
• 11/2019 → Present
  Lpl Financial Llc
  Fort Mill, SC
• 01/2025 → Present
  Kpp Advisory Services Llc
  Hendersonville, TN

Previous Registrations

• 2004-02-09 → 2019-11-05
  Fsc Securities Corporation
  Brentwood, TN
  Brentwood, TN
  Hendersonville, TN
  Nashville, TN

Other Businesses

1)11/1/19- AMF Financial Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Hendersonville, TN -100% 2)11/1/19- ARNOLD, MCILLWAIN, FERGUSON, LLC- Business Entity For Tax/Investment Purposes Only- Member- Inv. Related- Hendersonville, TN - Start date 1/2004-0% 3)11/1/19- CD Properties- Real Estate Rental- Co-Owner- Inv. Related- Hendersonville, TN- start date 5/1/2016- 1hr/mth 4) 01/22/2025 - KPP Advisory Services LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:01/01/2025 - 150 Hrs/Mth - 150 Hrs During Trading.I provide investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 01/09/2025 - AMF & ROI Financial - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/01/2025 - 150 Hrs/Mth - 150 Hrs During Trading. 6) 1/29/26 - Max Investment Partners, LLC; Owner/member; Investment Related; 2124 Center Point Rd Hendersonville Tennessee 37075; Description: Family investment LLC, disclosed LPL account, holdings reported, rental property; 2025-09-01; 0 Hours per month devoted to business during trading hours; 2 Hours per month devoted to business outside trading hours; 0 Percent of total yearly compensation expected to be derived from the business.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-19
• S63 Uniform Securities Agent State Law Examination
  1997-08-05

Other Names

• David H Mcillwain