James Gregory Biasotti

Current Employers

Employment History

• 08/2015 → Present
  The Sportsman'S Financial Advisor/Dba
  Roseville, CA
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Roseville, CA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Roseville, CA

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Roseville, CA
  Huntington Beach, CA
• 2009-09-04 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Roseville, CA
  Huntington Beach, CA
• 2004-07-21 → 2009-09-04
  Transamerica Financial Advisors, Inc.
  Roseville, CA
  Roseville, CA

Other Businesses

1. ADVANTAGE QUOTE INSURANCE SERVICES LLC, INV-RELATED, 2200 DOUGLAS BLVD STE 110A, ROSEVILLE, CA, INSURANCE, INDEPENDENT CONTRACTOR SELLING FIXED INS...... 2. THE SPORTSMAN'S FINANCIAL ADVISOR/DBA: 08/01/2015; YES INV RELATED; 2200A, SUITE 110, ROSEVILLE, CA 95661; WEBSITE MARKETING; 10 HRS/MO; 1 TRADING; BUSINESS WEBSITE. 3. SPORTSMANS FINANCIAL ADVISOR POSITION: Producer NATURE: ADVANTAGE QUOTE INSURANCE SERVICES LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2002 ADDRESS: 2200A Douglas Blvd Ste 110, Roseville CA 95661, United States DESCRIPTION: None- Just shop using Advantage Quote Insurance Compulife software for occasional term insurance quotes. 4. SPORTSMANS FINANCIAL ADVISOR POSITION: Owner/Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/12/2002 ADDRESS: 2200A Douglas Blvd, Ste 110, Ste 110, ROSEVILLE CA 95661, United States DESCRIPTION: Investment advisory and personal financial planning 5. SPORTSMANS FINANCIAL ADVISOR POSITION: Advisor NATURE: Teaching Social Security and Medicare Planning classes at local Sierra College Adult Education with advertising approved presentation. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/19/2015 ADDRESS: 2200A Douglas Blvd, Ste 110, ROSEVILLE CA 95661, United States DESCRIPTION: Teach a class to enrollee's for 1.5 hour and answering questions. 6. CO-TRUSTEE ON MOM'S FAMILY TRUST POSITION: Co-Trustee NATURE: Co-Trustee on The Patricia Biasotti Family Trust dated 7-3-2018. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2023 ADDRESS: 707 Sunrise Ave, Apartment 244, Roseville CA 95661, United States DESCRIPTION: My mom is 95+ and confined to a long term care home and also loosing some of her cognitive ability. Updated her family trust in Feb 2023 to move me from successor trustee to co-trustee with her on her bank account.i have access to her bank account if needed. She got hacked and PC scam and her bank account was compromised a few weeks ago. Had to get a new account number andresubmit new trustee certification for a new account number this month. Now that that is taken care of my sister monitors her bank account on a weekly basis. I am also the advisor of record for most of her securities accounts.I am the only sibling locally- everyone else in Bay Area or out of state. 7. VOLUNTEER MANAGER NATOMAS BASIN DUCK CLUB POSITION: Co-Manager NATURE: I am a 25% shareholder in NBDC LLC. We use the LLC for banking purposes and utilize the funds back to club members in the form of hunting blind leases and waterfowl decoys. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 2200A Douglas Blvd Ste 110, Roseville CA 95661, United States DESCRIPTION: Work with other staff members to lease blinds, manage me develop and refine rules. Coordinate & Organize members to get blinds setup and taken down during the hunting season. Annually renew hunting club insurance and file tax return for LLC. 8. SACRAMENTO CAPITOL INSURANCE SOLUTIONS POSITION: Agent/ Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2026 ADDRESS: 1842 Avenida Martina, Roseville CA 95747, United States DESCRIPTION: Answer, service requests and put in online applications for term insurance.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-07-10
• S63 Uniform Securities Agent State Law Examination
  2002-07-12