Glenn Edward Cook

Current Employers

Employment History

• 05/2016 → Present
  Tcm Securities, Inc
  Woodstock, GA
• 05/2016 → Present
  Triumph Wealth Advisors
  Woodstock, GA
• 06/2019 → Present
  World Equity Group
  Arlington Heights, IL

Previous Registrations

• 2016-05-05 → 2024-07-22
  Triumph Wealth Advisors, Inc.
  League City, TX
  Acworth, GA
  League City, TX
• 2014-07-07 → 2016-05-12
  Questar Asset Management, Inc.
  Minneapolis, MN
  League City, TX
• 2012-01-13 → 2014-07-03
  Pfs Investments Inc.
  Houston, TX

Other Businesses

1) LEGAL SHIELD 2119 PAINTBRUSH AVE, LEAGUE CITY, TX. 77573. NOT INVESTMENT RELATED. START DATE 10/2014. AGENT. LEGAL FIRM OFFERING PREPAID LEGAL SERVICES & IDENTITY THEFT PROTECTION. CAN BE INVESTMENT RELATED. MY DUTIES INCLUDE PRESENTING THE SERVICES THAT LEGAL SHIELD'S ATTORNEYS/LAW FIRM CAN PROVIDE TO MY CLIENTS FOR DOCUMENTS PROTECTION, ASSET PROTECTION, LEGAL CONSULTATIONS, AS WELL AS FAMILY LAW MATTERS INCLUDING PREPARATION OF WILLS, POWER OF ATTORNEYS, AND LIVING WILLS. NUMBER OF HOURS PER MONTH DEVOTED TO THESE ACTIVITIES ARE 2, 1 HOURS DURING SECURITIES TRADING HOURS. 2) PATHWAY FINANCIAL SERVICES (DBA), 2119 PAINTBRUSH AVE, LEAGUE CITY, TX. 77573. INVESTMENT RELATED. START DATE: 05/2016. OWNER/PRESIDENT. MY DUTIES INCLUDE SELLING LIFE INSURANCE, ANNUITIES, LONG TERM CARE, HEALTH, AND DISABILITY. I DETERMINE INSURANCE RELATED NEEDS, PRESENT PROPOSAL TO CLIENT, COMPLETE AND SUBMIT REQUIRED APPLICATIONS, AND DELIVER POLICIES WHEN ISSUED. NUMBER OF HOURS DEVOTED TO THESE ACTIVITIES ARE 20 HOURS PER MONTH AND 40 HOURS DURING SECURITIES TRADING HOURS. 3) PEOPLE IN NEED. CLEAR CREEK COMMUNITY CHURCH, 999 FM270, LEAGUE CITY, TX 77573. NOT INVESTMENT RELATED. START DATE: 04/2012. COMMITTEE MEMBER AND BUDGET COUNSELOR. THE CHURCH HAS A BENEVOLENCE COMMITTEE CALLED "PEOPLE IN NEED" (PIN) OF WHICH I AM A MEMBER. WHEN PEOPLE IN OUR CONGREGATION HAVE A FINANCIAL CRISIS SUCH AS NOT BEING ABLE TO PAY THEIR RENT, OR ELECTRIC BILL, OR MAKE THEIR CAR PAYMENT, OR NEED FOOD, ETC..., THEY WILL SUBMIT AN APPLICATION FOR FINANCIAL ASSISTANCE TO THE CHURCH. THE PIN TEAM WILL MEET WITH THE INDIVIDUAL OR COUPLE AS IT MAY BE, TO DISCUSS THEIR SITUATION. AS PART OF THE PROCESS, WE OFFER THEM THE OPPORTUNITY TO MEET WITH ONE OF THE BUDGET COUNSELORS (OF WHICH I AM A TEAM LEADER) TO TEACH THEM HOW TO DEVELOP AND LIVE ON A BUDGET AS WELL AS HOW TO GET OUT OF DEBT USING THE DEBT SNOW BALL PLAN. AFTER THIS MEETING, THE PIN TEAM WILL DECIDE ON WHAT BILLS THE CHURCH WILL PAY, AND TURN IN THE APPROPRIATE DOCUMENTATION TO THE FINANCE GROUP. THE FINANCE GROUP WILL GENERATE THE CHECKS AND MAIL THEM OUT TO PAY THE BILLS. THE PIN TEAM IS NOT PART OF THE FINANCE GROUP AND HAS NO ACCESS TO THE CHURCH'S BANK ACCOUNTS. APPROX.HRS/MO: 8. APPROX. HRS/MO DURING SECURITIES TRADING: 8. 4) TRIUMPH WEALTH ADVISORS, INC., RIA.2230 TOWNE LAKE PARKWAY, BUILDING 800, STE. 130, WOODSTOCK, GA. 30189 INVESTMENT RELATED. IAR. OFFER ADVISORY SERVICES, SUCH AS ASSET MANAGEMENT, FINANCIAL PLANNING AND OTHER INVESTMENT ADVISORY SERVICES. TOGETHER WITH DBA-PATHWAY FINANCIAL SERVICES. APPROX HRS/MO: 120. APPROX HRS/MO DURING SECURITIES TRADING: 80. 5) Durable Power of Attorney for Lois M. Rowe. 4004 Vista Rd., Apt. 5, Pasadena, TX 77504. Not investment related. Start date: 9/7/2018. Financial Management was executed by Lois Marguerite Rowe, assigning Glenn Edward Cook, as her Agent. Ms. Rowe is Cook's Mother-In-Law and is recovering from a broken ankle due to a fall. Routinely review her checking account to pay bills, monitoring her checking/savings accounts, helping her make financial decisions monitoring her credit card and debt accounts and making phone calls on her behalf. Approx. hrs/mo: 4. Approx. hrs/mo during securities trading: 4.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-12-29
• S63 Uniform Securities Agent State Law Examination
  2011-02-18

Other Names

• Glenn Cook