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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-08-18 |
| VA | RA | APPROVED | 2025-06-16 |
Branch Locations
300 Red Brook Blvd Ste 320, Owings Mills, MD 21117 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 12/2013 | 07/2018 |
| The Prudential Insurance Company Of America | Vienna | VA | 07/2018 | 05/2020 |
| Pruco Securities Llc | Vienna | VA | 07/2018 | 05/2020 |
| Humana | Leesburg | VA | 05/2020 | 09/2021 |
| Anthem | Leesburg | VA | 09/2021 | 03/2022 |
| Housewife | Leesburg | VA | 03/2022 | 01/2023 |
| Ameriprise Financial Services, Llc | Leesburg | VA | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Leesburg | VA | 01/2023 | 04/2025 |
| Ameriprise Financial Services, Llc | Owings Mills | MD | 06/2025 | Present |
| Unemployed | Leesburg | VA | 04/2025 | 06/2025 |
| Ameriprise Financial Services Llc | Leesburg | VA | 03/2020 | 03/2020 |
| Ameriprise | Leesburg | VA | 01/2023 | 01/2023 |
Real Estate Ownership; Single Family; 1618 N Carolina Ave, , Aiken, SC, 29801; Investment-Related; 04/01/2021. Outside Employment; Brad Schwartz Wealth Management LLC; Financial Advisor/employee; Financial Advisor that is receiving a salary and bonuses from the managing practice.; 300 Red Brook Blvd. , Suite 200, Owings Mills, MD, 21117; Investment-Related; 06/11/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-28 |
| S66 | Uniform Combined State Law Examination | 2002-04-01 |
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