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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-14 |
| NJ | RA | APPROVED | 2021-01-19 |
Branch Locations
838 Nostrand Ave, Brooklyn, NY 11225 • United States
1979 Ralph Avenue, Brooklyn, NY 11234 • United States
1619 Sheepshead Bay, Brooklyn, NY 11235 • United States
43 W. 14Th Street, New York, NY 10011 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 04/2013 | 01/2021 |
| Hsbc Bank Usa, N.A. | New York | NY | 08/2016 | 01/2021 |
| Infinex Investments, Inc. | Meriden | CT | 01/2021 | Present |
| Popular Bank | New York | NY | 01/2021 | Present |
1.) Popular bank. Banking/Wealth Management/Financial Services. Started January 2021. Approx 40 hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-22 |
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