George Dean Epstein

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-10
NJ	RA	APPROVED	2012-07-10

NY RA
APPROVED

Since 2021-08-10
NJ RA
APPROVED

Since 2012-07-10

Branch Locations

277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P Morgan Securities Llc.	New York	NY	07/2012	Present
J.P Morgan Chase Bank	New York	NY	07/2012	Present

07/2012 → Present

J.P Morgan Securities Llc.

New York, NY
07/2012 → Present

J.P Morgan Chase Bank

New York, NY

Previous Registrations

2007-04-12 → 2012-06-15

Ubs Financial Services Inc.

Weehawken, NJ

Weehawken, NJ

Weehawken, NJ

Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-10

S66 Uniform Combined State Law Examination

2007-04-10

View on SEC IAPD