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David Joseph Boland

Ubs Financial Services Inc.

Walnut Creek, CA

Carmel, CA

Carmel By The Sea, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-12-02
CA RA APPROVED 2018-09-04
TX RA APPROVED 2018-09-01
  • NV RA
    APPROVED
    Since 2024-12-02
  • CA RA
    APPROVED
    Since 2018-09-04
  • TX RA
    APPROVED
    Since 2018-09-01

Branch Locations

1255 Treat Blvd Suite 1000, Walnut Creek, CA 94597 • United States

200 Clock Tower Place Suite C-100, Carmel, CA 93923 • United States

Carmel By The Sea, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Walnut Creek CA 08/2002 08/2018
Bank Of America, N.A. Walnut Creek CA 05/2012 08/2018
Ubs Financial Services Inc Walnut Creek CA 08/2018 Present
  • 08/2002 → 08/2018
    Merrill Lynch
    Walnut Creek, CA
  • 05/2012 → 08/2018
    Bank Of America, N.A.
    Walnut Creek, CA
  • 08/2018 → Present
    Ubs Financial Services Inc
    Walnut Creek, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-06-03
S65 Uniform Investment Adviser Law Examination 1998-06-03
  • S63 Uniform Securities Agent State Law Examination
    1998-06-03
  • S65 Uniform Investment Adviser Law Examination
    1998-06-03

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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