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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-02-25
  • TX RA
    APPROVED
    Since 2013-02-25

Branch Locations

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stroud Financial Management, Inc. Fort Worth TX 03/2005 Present
Cambridge Investment Research, Inc Fairfield IA 02/2013 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 02/2013 Present
  • 03/2005 → Present
    Stroud Financial Management, Inc.
    Fort Worth, TX
  • 02/2013 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 02/2013 → Present
    Fairfield, IA
Previous Registrations
  • 2005-06-29 → 2013-02-27
    Securities America Advisors, Inc.
    Fort Worth, TX
Other Businesses

1)STROUD FINANCIAL MANAGEMENT, 10540 ALEDO ROAD, FORT WORTH, TX, 10/07/03, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 5 HR/WK- 3/ HR WK 2) BOOK AUTHOR, FAITHFUL FINANCE, 10540 ALEDO RD, FORT WORTH, TX, 10/2015, INV REL- 20 HR/WK, 2/TRADING 4) STROUD FINANCIAL MANAGEMENT, INC, 10540 ALEDO RD, FORT WORTH, TX, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 10/07/2003, AGENT, INV REL, 05/WK- 3 HR/TRADING 5) EMILY G STROUD, LLC, 10540 ALEDO RD, FORT WORTH, TX, HOST OF STREAMING tv SHOW CALLED "FAITHFUL FINANCE, LIVE" HOST AND OWNER, NIR, 01/27/20, 10/WK- 0/TRADING 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-40/WK-30/TRADING. 02/01/13

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-24
  • S63 Uniform Securities Agent State Law Examination
    1999-09-24
Other Names
  • Emily Michelle Graham
  • Emily Michelle Graham
  • Emily Michelle Stroud
  • Emily Michelle Graham Stroud

View on SEC IAPD

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