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Joseph Edward Vicari

Ameriprise Financial Services, LLC

Melville, NY

Bethpage, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
NJ RA APPROVED 2019-05-16
TX RA APPROVED_RES 2019-05-07
  • NY RA
    APPROVED
    Since 2021-04-16
  • NJ RA
    APPROVED
    Since 2019-05-16
  • TX RA
    APPROVED_RES
    Since 2019-05-07

Branch Locations

145 Pinelawn Rd Ste 340N, Melville, NY 11747-3241 • United States

Bethpage, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Jericho NY 03/2010 05/2019
Morgan Stanley Private Bank, N.A. New York NY 01/2015 05/2019
Ameriprise Financial Services, Inc. Mineola NY 05/2019 03/2020
Ameriprise Financial Services, Llc Melville NY 03/2020 Present
  • 03/2010 → 05/2019
    Morgan Stanley Smith Barney Llc
    Jericho, NY
  • 01/2015 → 05/2019
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 05/2019 → 03/2020
    Ameriprise Financial Services, Inc.
    Mineola, NY
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Melville, NY
Previous Registrations
  • 2010-03-26 → 2019-05-14
    Morgan Stanley
    Garden City, NY
    Jericho, NY
  • 2009-05-02 → 2010-03-29
    Chase Investment Services Corp.
    Merrick, NY
    Freeport, NY
    East Hills, NY
    Hewlett, NY
    Inwood, NY
    Levittown, NY
    Cedarhurst, NY
    Glen Cove, NY
    Long Beach, NY
    Malverne, NY
    Freeport, NY
    Freeport, NY
  • 2007-07-06 → 2009-05-02
    Wamu Investments, Inc.
    Glen Cove, NY
    Inwood, NY
    Levittown, NY
    Franklin Square, NY
    Garden City, NY
    Sayville, NY
    East Hills, NY
    Freeport, NY
    Hewlett, NY
    Merrick, NY
    Inwood, NY
    Glen Cove, NY
    Levittown, NY
    Cedarhurst, NY
    Long Beach, NY
Other Businesses

Real Estate Ownership; Single Family; 1405 Moon Valley Dr, , Davenport, FL, 33896; Not Investment-Related; 12/23/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-11
S63 Uniform Securities Agent State Law Examination 1999-11-29
  • S66 Uniform Combined State Law Examination
    2002-11-11
  • S63 Uniform Securities Agent State Law Examination
    1999-11-29
Other Names
  • Joseph Edward Vicari

View on SEC IAPD

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Other Offices

CLEAR POINT ADVISORS, INC. · MELVILLE, NY
APS WEALTH MANAGEMENT, LLC · MELVILLE, NY
LI WEALTH MANAGEMENT INC · MELVILLE, NY
VOYA FINANCIAL ADVISORS, INC. · MELVILLE, NY
CETERA INVESTMENT ADVISERS LLC · MELVILLE, NY
CETERA INVESTMENT ADVISERS LLC · MELVILLE, NY
THE PINNACLE FINANCIAL GROUP · MELVILLE, NY
VOYA FINANCIAL ADVISORS, INC. · MELVILLE, NY

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