Matthew Joseph Ludlow

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-08-05
TX	RA	APPROVED_RES	2000-01-06

MI RA
APPROVED

Since 2010-08-05
TX RA
APPROVED_RES

Since 2000-01-06

Branch Locations

17000 Kercheval Ave, Grosse Pointe, MI 48230 • United States

Grosse Pointe Woods, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Detroit	MI	05/1997	Present
Bank Of America, N.A.	Grosse Pointe	MI	05/2011	Present

05/1997 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Detroit, MI
05/2011 → Present

Bank Of America, N.A.

Grosse Pointe, MI

Other Businesses

I*3254265, Entity Type: , Name of OBA: S L, Address: Grosse Pointe Shores, Michigan, 48236, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/01/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-10-30
S63	Uniform Securities Agent State Law Examination	1997-09-04

S65 Uniform Investment Adviser Law Examination

1997-10-30
S63 Uniform Securities Agent State Law Examination

1997-09-04

Designations

Certified Financial Planner

Other Names

Matthew J Ludlow
Matt Ludlow

View on SEC IAPD