Scott L Bergan

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-04-30
AZ	RA	APPROVED	2011-10-27

TX RA
APPROVED

Since 2020-04-30
AZ RA
APPROVED

Since 2011-10-27

Branch Locations

Scottsdale, AZ • United States

8655 E Via De Ventura F166, Scottsdale, AZ 85258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	10/2011	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	10/2011	Present

10/2011 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
10/2011 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2006-01-10 → 2011-10-18

Geneos Wealth Management, Inc.

Scottsdale, AZ

Flagstaff, AZ

Mesa, AZ

Other Businesses

1)DBA: WILL WORK UNDER VINEYARD FINANCIAL GROUP LOCATED AT 8655 E VIA DE VENTURA SUITE F166 SCOTTSDALE AZ 85258. 2)INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED ONLY. 3)VINEYARD WEALTH MANAGMENT LLC-USED PRIMARILY FOR INTERNAL ACCOUNTING PURPOSES. 4)VINEYARD WEALTH MANAGEMENT, LLC 8655 E VIA DE VENTURA STE F166 SCOTTSDALE, AZ 85258. BEGAN 01/01/2006 AS INDEPENDENT INSURANCE AGENT THAT SELLS AND SERVICES HEALTH AND LIFE INSURANCE. INVESTMENT RELATED. DEVOTES 5 HRS/WK. .25 HRS DURING TRADING 5)VINEYARD FINANCIAL GROUP, Scottsdale AZ 85258, United States, 10/27/2011, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-10-13

S63 Uniform Securities Agent State Law Examination

1999-10-13

Designations

View on SEC IAPD