Scott L Bergan

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2011 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2006-01-10 → 2011-10-18
  Geneos Wealth Management, Inc.
  Scottsdale, AZ
  Flagstaff, AZ
  Mesa, AZ

Other Businesses

1)DBA: WILL WORK UNDER VINEYARD FINANCIAL GROUP LOCATED AT 8655 E VIA DE VENTURA SUITE F166 SCOTTSDALE AZ 85258. 2)INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED ONLY. 3)VINEYARD WEALTH MANAGMENT LLC-USED PRIMARILY FOR INTERNAL ACCOUNTING PURPOSES. 4)VINEYARD WEALTH MANAGEMENT, LLC 8655 E VIA DE VENTURA STE F166 SCOTTSDALE, AZ 85258. BEGAN 01/01/2006 AS INDEPENDENT INSURANCE AGENT THAT SELLS AND SERVICES HEALTH AND LIFE INSURANCE. INVESTMENT RELATED. DEVOTES 5 HRS/WK. .25 HRS DURING TRADING 5)VINEYARD FINANCIAL GROUP, Scottsdale AZ 85258, United States, 10/27/2011, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-10-13

Designations

• Chartered Financial Consultant