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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-02 |
Branch Locations
6250 Topanga Canyon Blvd Suite 1545, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Los Angeles | CA | 06/2014 | 03/2017 |
| Oppenheimer & Co. Inc. | Los Angeles | CA | 04/2017 | 08/2018 |
| B.RIley Wealth Management, Inc. | Memphis | TN | 08/2018 | 02/2020 |
| Charles Schwab & Co., Inc. | Woodland Hills | CA | 01/2021 | Present |
| Charles Schwab Bank, Ssb | Woodland Hills | CA | 01/2021 | Present |
| Unemployed | Los Angeles | CA | 02/2020 | 12/2020 |
1) Burton Family Enterprises LLC | Investment Related:No|10590 Wilshire Blvd #1502|Los Angeles|CA|90024|USA|Real Estate (Non-Agent/Broker)|Record Keeper|4/16/2008|Less than 20|0|Clerical duties involving paying vendors, updating and filing records, sending out notices to tenants., 2) 642 N HAYWORTH AVE LLC | Investment Related:No|Real Estate (Non-Agent/Broker)|MEMBER|10/18/2023|Less than 20|0|MEMBER OF LLC AND 25% BENEFICIAL OWNER, 3) 648 N HAYWORTH AVE LLC | Investment Related:No|Real Estate (Non-Agent/Broker)|Member|10/18/2023|Less than 20|0|Member and 25% beneficial owner, 4) 3543-3553 6TH AVE LLC | Investment Related:No|Real Estate (Non-Agent/Broker)|MEMBER|10/18/2023|Less than 20|0|I am only a member and beneficial owner. The other members will be doing the day to day activities of the LLC, 5) 909 N OGDEN DR LLC | Investment Related:No|Real Estate (Non-Agent/Broker)|Member|10/18/2023|Less than 20|0|I am a member with 25% beneficial ownership. I will not be doing any day to day duties
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-14 |
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