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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-14
TX RA APPROVED_RES 2019-01-24
NJ RA APPROVED 2009-01-02
  • FL RA
    APPROVED
    Since 2025-10-14
  • TX RA
    APPROVED_RES
    Since 2019-01-24
  • NJ RA
    APPROVED
    Since 2009-01-02

Branch Locations

Vero Beach, FL • United States

30 Technology Drive, Warren, NJ 07059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shapiro & Shapiro Cpas Pa Warren NJ 06/1984 Present
Raymond James Financial Services Warren NJ 09/2007 Present
Insurance-Non Variable Warren NJ 05/2008 Present
Raymond James Financial Services Advisors, Inc Warren NJ 01/2009 Present
Shapiro Financial Group Warren NJ 03/2015 Present
  • 06/1984 → Present
    Shapiro & Shapiro Cpas Pa
    Warren, NJ
  • 09/2007 → Present
    Raymond James Financial Services
    Warren, NJ
  • 05/2008 → Present
    Insurance-Non Variable
    Warren, NJ
  • 01/2009 → Present
    Warren, NJ
  • 03/2015 → Present
    Shapiro Financial Group
    Warren, NJ
Other Businesses

1. NON-VARIABLE INSURANCE - WARREN, NJ - 05/2008 TO PRESENT - AGENT - LIFE INSURANCE - 20 HOURS PER MONTH - 5 HOURS DURING TRADING HOURS - INVESTMENT RELATED 2. Shapiro & Shapiro Cpas Pa, DBA Shapiro Certified Public Accountants Address: 30 Technology Dr,Warren, NJ Nature of the Business: Accounting/CPA Position/Title: Proprietor/Owner Investment Related:No Start Date: 05/08/2008 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 40 Description of duties: OWNER OF THE BUSINESS 3. SHAPIRO FINANCIAL GROUP:INVESTMENT RELATED:WARREN, NJ:8/2008-PRESENT:PROPRIETOR/OWNER:ADVISORY:160 HRS/MO:130 HRS DURING TRADING:FINANCIAL ADVISORY / WEALTH MANAGEMENT. 4. Name of Business : Shapiro Financial Group Address: 30 Technology Dr,Warren, NJ Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 03/01/2015 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Owner support Company - Branch Manager

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-15
S63 Uniform Securities Agent State Law Examination 1997-07-21
  • S65 Uniform Investment Adviser Law Examination
    2008-01-15
  • S63 Uniform Securities Agent State Law Examination
    1997-07-21

View on SEC IAPD

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