Richard Eric Siefert

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1999 → Present
  Renaissance Financial Corp
  St Louis, MO
• 01/2000 → Present
  Ascend Financial Services
  St. Paul, MN
• 01/2000 → 08/2023
  Minnesota Life Insurance Company
  St. Paul, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  St. Louis, MO
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-01-20 → 2023-08-10
  Securian Financial Services, Inc.
  St. Louis, MO
  St. Louis, MO
  St. Paul, MN

Other Businesses

1. NAME OF OTHER BUSINESS: SUCCESSOR TRUST FOR FRIENDS TRUST; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TRUST; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: SUCCESSOR TRUSTEE; APX NUMBER OF HOURS PER WEEK: O; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SUCCESSOR TRUSTEE FOR FRIENDS TRUST; 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: April 1999 POSITION/TITLE/RELATIONSHIP: Registered Staff APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES

Exams

• S66 Uniform Combined State Law Examination
  2000-12-18

Designations

• Certified Financial Planner

Other Names

• Richard Eric Siefert