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Rebecca Lynne Lattimore

Morgan Stanley

Santa Rosa, CA

CRD 2901277

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-24
NV RA APPROVED 2010-03-24
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-02-24
  • NV RA
    APPROVED
    Since 2010-03-24
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

3562 Round Barn Circle 1St Floor, Santa Rosa, CA 95403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Santa Rosa CA 06/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-24
S63 Uniform Securities Agent State Law Examination 1998-06-24
  • S65 Uniform Investment Adviser Law Examination
    2009-02-24
  • S63 Uniform Securities Agent State Law Examination
    1998-06-24
Other Names
  • Rebecca Lynne Castro

View on SEC IAPD

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Nearby Investors

JAMES BERNARD BERTERO
MICHAEL KEVIN MOBERLY
STEPHEN LORAN SMITH

Nearby Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA

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