Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-12-19 |
| PA | RA | APPROVED | 2017-12-19 |
| MA | RA | APPROVED | 2017-12-18 |
Branch Locations
100 Grandview Road, 303, Braintree, MA 02184 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2017-10-03 |
| OH | RA | APPROVED | 2017-09-20 |
| PA | RA | APPROVED | 2017-09-20 |
Branch Locations
100 Grandview Road, Suite 303, Braintree, MA 02184 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Braintree | MA | 11/2010 | Present |
| Independent Financial Partners | Braintree | MA | 04/2017 | 09/2017 |
| Global Retirement Partners, Llc | Braintree | MA | 09/2017 | Present |
1. 10/06/2015 - BCG Retirement Consultants - INV REL - 100 Grandview Road, Suite 303, Braintree, MA 02184 - DBA for LPL Business (entity for LPL business) - START 10/01/15 - 10 HOURS PER MONTH, 10 DURING TRADING - 401k and DB advisory work 2. 10/07/2015 - BCG Pension Risk Consultants - INV REL - 100 Grandview Road, Suite 303, Braintree, MA 02184 - Non-Variable Insurance - START 10/01/15 - 30 HOURS PER MONTH, 30 DURING TRADING - Paid at Carrier Level 3. 04/21/2016; BCG Pension Risk Consultants;Non-Variable Insurance; INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 10/01/15; Paid at Carrier Level for commission based fixed annuities. Will charge a fixed fee for Pension Analysis that is completed by our actuaries; 30 HRS/MO; 30 HRS DURING SECS TRADING HRS. 4. 07/13/2017-No Business Name-investment related- Port Saint Lucie, FL-Real Estate Rental- I own a property with my Sister in Florida- 07/14/2017-1 Hour per month during trading. 5. 2/6/2018 - Global Retirement Partners (GRP) - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 02/01/2018 - 40 Hours Per Month During Securities Trading - 40 Hours Per Month/2 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 1/2018. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-20 |
Reach out to this advisor