Michael David Rautiola

Current Employers

Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-05-09
DC	RA	APPROVED	2022-02-17
NV	RA	APPROVED	2021-09-22
MA	RA	APPROVED	2021-08-31
FL	RA	APPROVED	2021-08-30
GA	RA	APPROVED	2021-08-24
NJ	RA	APPROVED	2021-08-24
NM	RA	APPROVED	2021-08-24
CA	RA	APPROVED	2021-08-23
CO	RA	APPROVED	2021-08-23
CT	RA	APPROVED	2021-08-23
DE	RA	APPROVED	2021-08-23
IL	RA	APPROVED	2021-08-23
IN	RA	APPROVED	2021-08-23
KS	RA	APPROVED	2021-08-23
KY	RA	APPROVED	2021-08-23
LA	RA	APPROVED	2021-08-23
ME	RA	APPROVED	2021-08-23
MI	RA	APPROVED	2021-08-23
MN	RA	APPROVED	2021-08-23
MO	RA	APPROVED	2021-08-23
NY	RA	APPROVED	2021-08-23
NC	RA	APPROVED	2021-08-23
OH	RA	APPROVED	2021-08-23
PA	RA	APPROVED	2021-08-23
TX	RA	APPROVED	2021-08-23
VA	RA	APPROVED	2021-08-23
WA	RA	APPROVED	2021-08-23

AZ RA
APPROVED

Since 2023-05-09
DC RA
APPROVED

Since 2022-02-17
NV RA
APPROVED

Since 2021-09-22
MA RA
APPROVED

Since 2021-08-31
FL RA
APPROVED

Since 2021-08-30
GA RA
APPROVED

Since 2021-08-24
NJ RA
APPROVED

Since 2021-08-24
NM RA
APPROVED

Since 2021-08-24
CA RA
APPROVED

Since 2021-08-23
CO RA
APPROVED

Since 2021-08-23
CT RA
APPROVED

Since 2021-08-23
DE RA
APPROVED

Since 2021-08-23
IL RA
APPROVED

Since 2021-08-23
IN RA
APPROVED

Since 2021-08-23
KS RA
APPROVED

Since 2021-08-23
KY RA
APPROVED

Since 2021-08-23
LA RA
APPROVED

Since 2021-08-23
ME RA
APPROVED

Since 2021-08-23
MI RA
APPROVED

Since 2021-08-23
MN RA
APPROVED

Since 2021-08-23
MO RA
APPROVED

Since 2021-08-23
NY RA
APPROVED

Since 2021-08-23
NC RA
APPROVED

Since 2021-08-23
OH RA
APPROVED

Since 2021-08-23
PA RA
APPROVED

Since 2021-08-23
TX RA
APPROVED

Since 2021-08-23
VA RA
APPROVED

Since 2021-08-23
WA RA
APPROVED

Since 2021-08-23

Branch Locations

32200 Schoolcraft Rd, Livonia, MI 48150 • United States

14600 Branch St., Omaha, NE 68154 • United States

45 Research Drive, Ann Arbor, MI 48103 • United States

Scottsdale, AZ • United States

142 Brighton Lake Rd, Brighton, MI 48116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sigma Finanical Corporation	Ann Arbor	MI	06/2002	08/2021
Sigma Planning Corp	Canton	MI	06/2002	08/2021
Cwm, Llc Dba Carson Partners	Ann Arbor	MI	08/2021	Present
Rfc Financial Planners	Ann Arbor	MI	05/2006	Present
Cetera Wealth Services, Llc	El Segundo	CA	08/2021	Present
Rlw Financial Advisors	Ann Arbor	MI	06/2024	Present
Sammons Securities	Ann Arbor	MI	06/2002	08/2021

06/2002 → 08/2021

Sigma Finanical Corporation

Ann Arbor, MI
06/2002 → 08/2021

Sigma Planning Corp

Canton, MI
08/2021 → Present

Cwm, Llc Dba Carson Partners

Ann Arbor, MI
05/2006 → Present

Rfc Financial Planners

Ann Arbor, MI
08/2021 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2024 → Present

Rlw Financial Advisors

Ann Arbor, MI
06/2002 → 08/2021

Sammons Securities

Ann Arbor, MI

Previous Registrations

2002-06-06 → 2021-08-24

Spc

Ann Arbor, MI

Ann Arbor, MI

Ann Arbor, MI

Ann Arbor, MI

Farmington Hills, MI

Ann Arbor, MI

Plymouth, MI

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, DBA CARSON PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR START DATE: 8/2021 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: WILL BE PROVIDING ADVISORY SERVICES TO CLIENTS THROUGH CARSON RIA; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE POSITION/TITLE/RELATIONSHIP: CO-FOUNDER / WEALTH ADVISOR START DATE: 8/2001 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: I PROVIDE INSURANCE SOLUTIONS TO CLIENTS AS NEEDED, LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE; 3. NAME OF OTHER BUSINESS: RFC FINANCIAL PLANNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES AND INSURANCE START DATE: 5/2006 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: I WILL BE PROVIDING BROKERAGE AND ADVISORY SERVICES TO CLIENTS; 4. NAME OF OTHER BUSINESS: INDEPENDENT INVESTMENT PROPERTIES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOLDING COMPANY FOR REAL ESTATE; START DATE: 10/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0-1; APX NUMBER OF HOURS DURING TRADING HOURS: 0-1; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR REAL ESTATE; 5. NAME OF OTHER BUSINESS: RLW FINANCIAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6. NAME OF OTHER BUSINESS: TRUENORTH 42 WEALTH DBA FOR RLW FINANCIAL ADVISORS LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-01-10

S66 Uniform Combined State Law Examination

2001-01-10

Designations

Other Names

Michael D Rautiola

View on SEC IAPD