Dawn M Fawcett

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-23
FL	RA	APPROVED	2019-11-26
NJ	RA	APPROVED	2015-07-01

TX RA
APPROVED_RES

Since 2020-04-23
FL RA
APPROVED

Since 2019-11-26
NJ RA
APPROVED

Since 2015-07-01

Branch Locations

100 North Tampa Street Suite 3000, Tampa, FL 33602 • United States

150 Second Avenue North Suite 1400, St. Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Tampa	FL	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Tampa, FL

Other Businesses

*431095 â?" Rental Property; Investment related Yes; maspeth, NY; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); April 2021; During business hours: 0; After business hours: 4; Property Management.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-06-29
S63	Uniform Securities Agent State Law Examination	2004-03-17

S65 Uniform Investment Adviser Law Examination

2015-06-29
S63 Uniform Securities Agent State Law Examination

2004-03-17

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews