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Thomas Krueger

Santa Cruz Wealth Management Inc.

Westlake Village, CA

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Current Employers
Santa Cruz Wealth Management Inc.

2555 Townsgate Road Suite 200, Westlake Village, CA 91361 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-20
  • CA RA
    APPROVED
    Since 2023-06-20

Branch Locations

2555 Townsgate Road Suite 200, Westlake Village, CA 91361 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Alyssum Benefits Llc Thousand Oaks CA 03/2013 04/2017
Vfg Securities, Inc. Culver City CA 11/2013 03/2017
Financial West Group Westlake Village CA 04/2014 02/2017
Vfg Advisors Inc. Culver City CA 03/2016 03/2017
Ladenburg Thalmann & Co., Inc. Calabasas CA 04/2017 09/2019
Ladenburg Thalmann Asset Management Calabasas CA 04/2017 09/2019
Edward Jones Saint Louis MO 09/2019 06/2023
Equity Center Real Estate Westlake Village CA 08/2009 08/2019
Santa Cruz Wealth Management Westlake Village CA 06/2023 Present
  • 03/2013 → 04/2017
    Alyssum Benefits Llc
    Thousand Oaks, CA
  • 11/2013 → 03/2017
    Vfg Securities, Inc.
    Culver City, CA
  • 04/2014 → 02/2017
    Financial West Group
    Westlake Village, CA
  • 03/2016 → 03/2017
    Vfg Advisors Inc.
    Culver City, CA
  • 04/2017 → 09/2019
    Ladenburg Thalmann & Co., Inc.
    Calabasas, CA
  • 04/2017 → 09/2019
    Ladenburg Thalmann Asset Management
    Calabasas, CA
  • 09/2019 → 06/2023
    Edward Jones
    Saint Louis, MO
  • 08/2009 → 08/2019
    Equity Center Real Estate
    Westlake Village, CA
  • 06/2023 → Present
    Santa Cruz Wealth Management
    Westlake Village, CA
Previous Registrations
  • 2019-09-30 → 2023-06-19
    Edward Jones
    Westlake Village, CA
  • 2017-04-05 → 2019-09-17
    Ladenburg Thalmann Asset Management Inc
    Calabasas, CA
  • 2017-01-17 → 2017-04-05
    Vfg Advisors, Inc.
    Los Angeles, CA
  • 2013-05-17 → 2017-04-05
    Alyssum Benefits Llc
    Calabasas, CA
  • 2014-06-19 → 2016-03-11
    Financial West Group
    Westlake Village, CA
  • 2012-04-19 → 2013-03-14
    Hub International Investment Services Inc.
    San Diego, CA
    Westlake Village, CA
    Austin, TX
    Del Mar, CA
  • 2010-02-23 → 2011-10-24
    Financial West Group
    Westlake Village, CA
  • 2001-04-25 → 2004-08-09
    Financial West Group
    Westlake Village, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-15
S63 Uniform Securities Agent State Law Examination 1997-06-12
  • S65 Uniform Investment Adviser Law Examination
    1998-09-15
  • S63 Uniform Securities Agent State Law Examination
    1997-06-12
Other Names
  • Tom Krueger
  • Thomas Bradford Krueger
  • Thomas Krueger

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA

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