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John Clinton Vu

Cetera Planning Partners

Leawood, KS

Chesterfield, MO

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Current Employers
Cetera Planning Partners

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-23
KS RA APPROVED 2022-03-07
MO RA APPROVED 2022-03-07
  • TX RA
    APPROVED
    Since 2024-09-23
  • KS RA
    APPROVED
    Since 2022-03-07
  • MO RA
    APPROVED
    Since 2022-03-07

Branch Locations

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

14755 N Outer 40 Rd Ste 200, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 07/2015 11/2016
Financial Engines Advisors L.L.C. St. Louis MO 11/2016 03/2022
The Retirment Planning Group Leawood KS 03/2022 Present
  • 07/2015 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → 03/2022
    Financial Engines Advisors L.L.C.
    St. Louis, MO
  • 03/2022 → Present
    The Retirment Planning Group
    Leawood, KS
Previous Registrations
  • 2016-11-30 → 2022-03-21
    Edelman Financial Engines
    St. Louis, MO
    Saint Louis, MO
    Chesterfield, MO
  • 2015-07-27 → 2016-11-30
    Financial Engines Advisor Center, Llc
    St. Louis, MO
    Overland Park, KS
  • 2004-04-23 → 2015-09-08
    The Mutual Fund Store
    St. Louis, MO
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-14
S63 Uniform Securities Agent State Law Examination 1998-02-02
  • S65 Uniform Investment Adviser Law Examination
    2004-04-14
  • S63 Uniform Securities Agent State Law Examination
    1998-02-02
Designations
Other Names
  • John Clinton Vu
  • Anh Vu

View on SEC IAPD

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Other Investors

COREY RANDALL BIERL
JASON BRETT COLE
JAY PATRICK SIMPSON
MATTHEW JOHN SCHOENFELD
NATHAN DAVID PAULSON
Michael Nathan Paulson
MICHAEL FRANK BACA
THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

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