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Archie Alba Ponce

Optima Asset Management Inc

Dallas, TX

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Current Employers
Optima Asset Management Inc

8144 Walnut Hill Lane Suite 1180, Dallas, TX 75231 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-26
  • TX RA
    APPROVED
    Since 2016-04-26

Branch Locations

8144 Walnut Hill Lane Suite 1180, Dallas, TX 75231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Optima Asset Management Inc. Dallas TX 09/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-21
S63 Uniform Securities Agent State Law Examination 1997-10-09
  • S65 Uniform Investment Adviser Law Examination
    2016-04-21
  • S63 Uniform Securities Agent State Law Examination
    1997-10-09
Designations
Other Names
  • Archie Alba Ponce
  • Archie Alba Alba Ponce

View on SEC IAPD

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