Jason Eric Stepanik

2002 Timberloch Pl Suite 200, The Woodlands, TX 77380 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-06-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Legg Mason Investor Services Llc	Stamford	CT	03/2016	03/2017
Clearbridge Investments	New York	NY	03/2016	03/2017
Legg Mason & Co Llc	The Woodlands	TX	03/2016	03/2017
Unemployed	Spring	TX	04/2017	07/2017
Swbc Investment Services Llc	San Antonio	TX	07/2017	09/2018
Hfg Wealth Management, Llc	The Woodlands	TX	10/2019	08/2020
Unemployed	The Woodlands	TX	10/2018	09/2019
Fidelity Investments	The Woodlands	TX	08/2020	03/2024
Sf Planning Group Llc	The Woodlands	TX	03/2024	Present

2020-09-03 → 2024-03-06

Fidelity Personal And Workplace Advisors

The Woodlands, TX
2019-10-29 → 2020-09-18

Hfg Wealth Management, Llc

The Woodlands, TX
2017-07-13 → 2018-09-28

Swbc Investment Company

Humble, TX

San Antonio, TX
2016-03-22 → 2017-04-04

Clearbridge Investments, Llc

New York, NY
2013-10-03 → 2016-04-01

Delaware Capital Management Advisers, Inc

Philadelphia, PA
2010-01-01 → 2013-09-05

Invesco Advisers, Inc.

Atlanta, GA
2002-07-30 → 2010-01-01

Invesco Aim Private Asset Management, Inc.

Houston, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-06-07
S63	Uniform Securities Agent State Law Examination	1997-07-14

Other Firms