Jason Eric Stepanik

Employer firm

Sf Planning Group LLC CRD 331145

$4.75M regulatory AUM 9 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 03/2017
  Legg Mason Investor Services Llc
  Stamford, CT
• 03/2016 → 03/2017
  Clearbridge Investments
  New York, NY
• 03/2016 → 03/2017
  Legg Mason & Co Llc
  The Woodlands, TX
• 04/2017 → 07/2017
  Unemployed
  Spring, TX
• 07/2017 → 09/2018
  Swbc Investment Services Llc
  San Antonio, TX
• 10/2019 → 08/2020
  Hfg Wealth Management, Llc
  The Woodlands, TX
• 10/2018 → 09/2019
  Unemployed
  The Woodlands, TX
• 08/2020 → 03/2024
  Fidelity Investments
  The Woodlands, TX
• 03/2024 → Present
  Sf Planning Group Llc
  The Woodlands, TX

Previous Registrations

• 2020-09-03 → 2024-03-06
  Fidelity Personal And Workplace Advisors
  The Woodlands, TX
• 2019-10-29 → 2020-09-18
  Hfg Wealth Management, Llc
  The Woodlands, TX
• 2017-07-13 → 2018-09-28
  Swbc Investment Company
  Humble, TX
  San Antonio, TX
• 2016-03-22 → 2017-04-04
  Clearbridge Investments, Llc
  New York, NY
• 2013-10-03 → 2016-04-01
  Delaware Capital Management Advisers, Inc
  Philadelphia, PA
• 2010-01-01 → 2013-09-05
  Invesco Advisers, Inc.
  Atlanta, GA
• 2002-07-30 → 2010-01-01
  Invesco Aim Private Asset Management, Inc.
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2002-06-07
• S63 Uniform Securities Agent State Law Examination
  1997-07-14

Designations

• Certified Financial Planner

Other Names

• Jason E Stepanik
• Jason Stepanik