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Inactive

Sy Richard Lippman

L & S Advisors, Inc

Los Angeles, CA

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Current Employers
L & S Advisors, Inc

11766 Wilshire Blvd Suite 845, Los Angeles, CA 90025 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-12-02
CA RA APPROVED 2008-08-01
  • TX RA
    APPROVED_RES
    Since 2010-12-02
  • CA RA
    APPROVED
    Since 2008-08-01

Branch Locations

11766 Wilshire Blvd Suite 845, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
L & S Advisors, Inc. Los Angeles CA 06/2006 Present
Lippman, Scott & Associates Los Angeles CA 01/1979 03/2017
L&S Advisors, Inc. Los Angeles CA 06/2006 02/2020
  • 06/2006 → Present
    L & S Advisors, Inc.
    Los Angeles, CA
  • 01/1979 → 03/2017
    Lippman, Scott & Associates
    Los Angeles, CA
  • 06/2006 → 02/2020
    L&S Advisors, Inc.
    Los Angeles, CA
Previous Registrations
Other Businesses

GENERAL PARTNER/PASSIVE INVESTOR OF ANTHEM LEASING ASSOC., NON-INVESTMENT RELATED, FILE TAX RETURNS ONLY, 0 HOURS/MO. SINCE 1982.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-08-21
  • S66 Uniform Combined State Law Examination
    1997-08-21

View on SEC IAPD

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