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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-08-18
TX RA APPROVED_RES 2023-08-11
  • OH RA
    APPROVED
    Since 2023-08-18
  • TX RA
    APPROVED_RES
    Since 2023-08-11

Branch Locations

1575 Corporate Woods Pkwy, Uniontown, OH 44685 • United States

Canal Fulton, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Akron OH 11/2011 08/2023
Raymond James Financial Services, Inc. Uniontown OH 08/2023 Present
Brenneman Group Uniontown OH 08/2023 Present
Raymond James Financial Services Advisors, Inc. Uniontown OH 08/2023 Present
  • 11/2011 → 08/2023
    Morgan Stanley Smith Barney Llc
    Akron, OH
  • 08/2023 → Present
    Raymond James Financial Services, Inc.
    Uniontown, OH
  • 08/2023 → Present
    Brenneman Group
    Uniontown, OH
  • 08/2023 → Present
    Uniontown, OH
Previous Registrations
Other Businesses

(1)Name of Business: Brenneman Group Address: 1575 Corporate Woods Pkwy Ste 250, Uniontown, OH, 44685-7895, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/11/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: support

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-09
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S66 Uniform Combined State Law Examination
    2001-04-09
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12

View on SEC IAPD

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