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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-04-22 |
Branch Locations
Saunderstown, RI • United States
655 W Broadway 12Th Fl, San Diego, CA 92101 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chickasaw Securities Llc | Memphis | TN | 09/2012 | 11/2018 |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2018 | Present |
| Cetera Advisors Llc | Denver | CO | 11/2018 | Present |
| Ri Hitmen | Warwick | RI | 09/2020 | 04/2024 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-28 |
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