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Employer firm

Capital Analysts CRD 162200

$8.77B regulatory AUM 57 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-02
  • NY RA
    APPROVED
    Since 2021-08-02

Branch Locations

70 N. Grove Street #3E, Freeport, NY 11520 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
  • NY RA
    APPROVED
    Since 2021-03-25

Branch Locations

Freeport, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 01/2014 01/2017
Legend Advisory Corporation Palm Beach Gardens FL 03/2014 09/2019
Lincoln Investment Freeport NY 01/2017 Present
  • 01/2014 → 01/2017
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 03/2014 → 09/2019
    Legend Advisory Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    Freeport, NY
Other Businesses

BIG BROTHERS BASKETBALL ASSOCIATIONS POSITION: Volunteer NATURE: Non for profit INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/26/2014 ADDRESS: Grand Avenue, Freeport NY 11520, United States DESCRIPTION: Volunteer for food program, assist with readers become leaders, and assist with youth basketball tournament. * 8 Hours per month only during the summer basketball league. GOD'S PROPERTY LLC POSITION: owner of LLC NATURE: real estate rental INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2003 ADDRESS: 70 North Grove Street, Unit 3E, Freeport NY 11520, United States DESCRIPTION: real estate rentals of property owned. VARIOUS INSURANCE COMPANIES POSITION: Insurance Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2014 ADDRESS: 70 North Grove Street, Unit 3E, Freeport NY 11520, United States DESCRIPTION: sell insurance products CEDARMORE GROUP POSITION: Volunteer NATURE: Non for profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/26/2014 ADDRESS: Zion Cathedral, 312 Grand Avenue, Freeport NY 11520, United States DESCRIPTION: fundraising and marketing for boys and girls youth events in the communtity FREEPORT RED RAVENS SPORTS AND EDUCATION PROGRAM INC. POSITION: Parent Advocate NATURE: Non for profit INVESTMENT RELATED: No NUMBER OF HOURS: 36 SECURITIES TRADING HOURS: 0 START DATE: 01/26/2014 ADDRESS: Freeport, Freeport NY 11520, United States DESCRIPTION: Assist with all sports and education programs for youth.. FREEPORT HIGH SCHOOL CLASS OF 1984 COMMUNITY FOUNDATION INC. POSITION: Director NATURE: 70 North Grove Street Unit 3E Freeport NY 11520 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/07/2023 ADDRESS: 70 North Grove Street, Unit 3E, Freeport NY 11520, United States DESCRIPTION: Alumni graduating Classmates and I established the business, but currently applying for 501c (3) to help provide Freeport High School students with scholarships. SUFFOLK COUNTY COMMUNITY COLLEGE POSITION: Adjunct Professor NATURE: College INVESTMENT RELATED: No NUMBER OF HOURS: 36 SECURITIES TRADING HOURS: 36 START DATE: 09/01/2009 ADDRESS: 533 College Blvd., Seldon NY 11784, United States DESCRIPTION: Teach business classes on campus. Prepare exams and assignments for students. Extra help on campus. SUFFOLK COUNTY COMMUNITY COLLEGE POSITION: Entrepreneurial Assistance Program, business counselor. NATURE: College INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 01/02/2018 ADDRESS: 1001 Crooked Hill Road, Brentwood NY 11717, United States DESCRIPTION: Business Counselor that assist Entrepreneurs with their business plans. National Life Insurance Position: Representative/Agent Nature: Insurance - Life sales Investment Related: Yes Hours: 5 Securities Trading Hours: 5 Start Date: 8/22/2025 Address: 410 Motor Parkway 2nd floor Hauppauge, NY 11788 Hauppauge, New York 11788 Description: sell life insurance business with Life Agent from National Life

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-06-15
  • S63 Uniform Securities Agent State Law Examination
    1998-06-15

View on SEC IAPD

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