Kevin M. Mccarthy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 09/2017
  National Planning Corporation
  Wexford, PA
• 09/2017 → 01/2024
  Woodbury Financial Services Inc
  Wexford, PA
• 01/2024 → 10/2024
  Osaic Wealth, Inc.
  Wexford, PA
• 10/2024 → Present
  Lpl Financial, Llc
  Wexford, PA

Previous Registrations

• 2024-01-19 → 2024-10-16
  Osaic Wealth, Inc.
  Wexford, PA
• 2017-09-29 → 2024-01-19
  Woodbury Financial Services, Inc.
  Wexford, PA
  Wexford, PA
  Wexford, PA
• 2015-07-01 → 2017-10-02
  National Planning Corporation
  Glastonbury, CT
  Wexford, PA
• 2013-10-02 → 2015-06-23
  Lpl Financial Llc
  San Diego, CA

Other Businesses

1- 08/2024 / Kevin McCarthy / Non-Variable Insurance / Investment Related / 10 hrs mth / 1 hr during trading / Wexford, PA / Start date: 09/12/2024

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-09-26
• S63 Uniform Securities Agent State Law Examination
  2006-07-28