Thomas Denny Boys

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2015-09-09
TX	RA	APPROVED_RES	2012-08-15
CA	RA	APPROVED	2001-10-30

NH RA
APPROVED

Since 2015-09-09
TX RA
APPROVED_RES

Since 2012-08-15
CA RA
APPROVED

Since 2001-10-30

Branch Locations

555 California St 24Th Fl, San Francisco, CA 94104 • United States

1 Harbour Pl Ste 300, Portsmouth, NH 03801 • United States

Exeter, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	San Francisco	CA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	San Francisco	CA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

San Francisco, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

San Francisco, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-10-11
S63	Uniform Securities Agent State Law Examination	1997-07-14

S65 Uniform Investment Adviser Law Examination

2001-10-11
S63 Uniform Securities Agent State Law Examination

1997-07-14

Designations

Other Names

Denny Boys

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

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