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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-09 |
| TX | RA | APPROVED_RES | 2022-07-07 |
| WA | RA | APPROVED | 2016-10-07 |
Branch Locations
10400 Ne 4Th St Pbig - Bellevue Private Wealth, Bellevue, WA 98004 • United States
Kenmore, WA • United States
La Quinta, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Seattle | WA | 03/2011 | 10/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bellevue | WA | 10/2016 | Present |
| Bank Of America, N.A. | Bellevue | WA | 10/2016 | Present |
I*99081 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BRIDGE KELLY BUXTON LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: KIRKLAND, WASHINGTON 98033 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 10/3/2011 NUMBER OF HOURS DEVOTED: 3 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ANGEL INVESTING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-07-28 |
| S65 | Uniform Investment Adviser Law Examination | 1997-07-22 |
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