Michael Eric Tomren

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-08-20
TX	RA	APPROVED_RES	2024-08-19

CA RA
APPROVED

Since 2024-08-20
TX RA
APPROVED_RES

Since 2024-08-19

Branch Locations

131 Stony Cir Ste 519, Santa Rosa, CA 95401 • United States

12667 Alcosta Blvd Ste 355, San Ramon, CA 94583 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	San Diego	CA	07/2015	08/2024
Lpl Financial Llc	San Ramon	CA	08/2024	Present

07/2015 → 08/2024

Commonwealth Financial Network

San Diego, CA
08/2024 → Present

Lpl Financial Llc

San Ramon, CA

Previous Registrations

2015-07-30 → 2024-08-20

Commonwealth Financial Network

San Ramon, CA

San Diego, CA

Santa Rosa, CA
2011-03-31 → 2015-08-19

The Retirement Group, Llc

San Diego, CA
2012-01-25 → 2015-07-31

Fsc Securities Corporation

San Ramon, CA

Atlanta, GA
2007-03-30 → 2011-02-11

Qa3 Financial Llc

Walnut Creek, CA

Omaha, NE
2006-04-26 → 2007-06-09

Tomren Wealth Management

Walnut Creek, CA
2005-08-05 → 2006-08-07

Tlg Advisors, Inc.

Walnut Creek, CA

Other Businesses

1- 06/2024 / TOMREN WEALTH MANAGEMENT / DBA for LPL Business (entity for LPL business) / INV RLTD / 160 HRS MNTHS / 8 HRS DURING TRADING

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-07-11
S65	Uniform Investment Adviser Law Examination	1997-07-11

S63 Uniform Securities Agent State Law Examination

1997-07-11
S65 Uniform Investment Adviser Law Examination

1997-07-11

Designations

Other Names

Mike Tomren

View on SEC IAPD