James David Nikolai

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14

NY RA
APPROVED

Since 2021-06-14

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities, Inc	East Hills	NY	11/2015	03/2017
Mml Investors Services, Llc	East Hills	NY	03/2017	Present
Massmutual Life Insurance Co	East Hills	NY	07/2016	Present

11/2015 → 03/2017

Metlife Securities, Inc

East Hills, NY
03/2017 → Present

Mml Investors Services, Llc

East Hills, NY
07/2016 → Present

Massmutual Life Insurance Co

East Hills, NY

Other Businesses

1)Name:James Nikolai, Inv Rel: Y Addr: 2200 Northern Blvd,Suite 200, East Hills NY 11548, Nature:Outside Insurance Position: Financial Advisor, Start: 7/1/2016 No Hr/Mo:8 No Hr/Mo Dur Trading:8, Duties:Service legacy Metlife insurance policies.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2015-12-17

S63 Uniform Securities Agent State Law Examination

2015-12-17

Designations

View on SEC IAPD