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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2006-01-30
  • FL RA
    APPROVED
    Since 2006-01-30

Branch Locations

700 Central Avenue Suite 300, St Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Ins Co Milwaukee WI 04/1997 Present
Northwestern Mutual Investment Services, Llc St Petersburg FL 08/1997 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 04/1997 → Present
    Northwestern Mutual Life Ins Co
    Milwaukee, WI
  • 08/1997 → Present
    St Petersburg, FL
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. RENTAL PROPERTY, INVESTMENT-RELATED, 5295 23RD AVE N, ST. PETERSBURG, FL 33710, 100% OWNER, START SEPTEMBER 30 2011, 4 HOURS PER MONTH, ZERO DURING TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-26
S63 Uniform Securities Agent State Law Examination 2001-03-16
  • S65 Uniform Investment Adviser Law Examination
    2006-01-26
  • S63 Uniform Securities Agent State Law Examination
    2001-03-16
Other Names
  • Joe Schrage

View on SEC IAPD

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