David Frederick Mack

Employer firm

Openarc Corporate Advisory, LLC CRD 336837

$10.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1997 → 09/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 05/2011 → 09/2025
  Bank Of America, N.A.
  Atlanta, GA
• 09/2025 → Present
  Openarc Corporate Advisory
  Atlanta, GA

Previous Registrations

• 2000-05-31 → 2025-09-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alpharetta, GA
  Atlanta, GA

Other Businesses

I*102647 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE CHRISTMAS CAROLERS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: HOOVER, ALABAMA 35226 NATURE OF BUSINESS: LLC POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 2/26/2017 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PASSIVE OWNERSHIP OF A BUSINESS THAT PROVIDES SEASONAL CAROLERS AROUND CHRISTMAS TIME. MY ROLE IS PURELY TO PROVIDE WORKING CAPITAL. NO OPERATIONAL TASKS I*: 1993291 Entity Type: Entity Charitable Name of OBA: First Baptist Church of Roswell Address: Roswell, GA Investment Related: No Position, Title, Association: Officer(President, CEO) Employee Start Date: 03/03/2024 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Chair of the deacons - service group within the church.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-05
• S63 Uniform Securities Agent State Law Examination
  1997-07-23

Designations

• Certified Financial Planner

Other Names

• David F Mack