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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2007-07-16 |
| TX | RA | APPROVED_RES | 2004-10-08 |
Branch Locations
100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States
8890 Lyra Dr, Columbus, OH 43240 • United States
Lewis Center, OH • United States
905 Zane St, Zanesville, OH 43702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 08/1995 | Present |
1.FOR PROFIT OR NOT FOR PROFIT: FOR PROFIT 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: ADAM ABRAMOWITZ HOCKEY REF 3.INVESTMENT RELATED: (YES OR NO) NO 4.ADDRESS OF BUSINESS: N/A 5.NATURE OF BUSINESS: SOLE PROPRIETORSHIP 6.YOUR POSITION, TITLE, ASSOCIATION: REFEREE 7.START DATE OF RELATIONSHIP: 08/26/2012 8.NUMBER OF HOURS DEVOTED PER MONTH: 20 9.NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 10.YOUR DUTIES: REFEREE FOR LOCAL YOUTH HOCKEY ORGANIZATION AND ADULT LEAGUES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-29 |
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