John Estevan Javier

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2009-06-30

CT RA
APPROVED

Since 2009-06-30

Branch Locations

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Inc.	New York	NY	06/2003	Present
Merrill Lynch Canada	New York	NY	06/2004	Present

06/2003 → Present

Merrill Lynch, Pierce, Fenner & Smith Inc.

New York, NY
06/2004 → Present

Merrill Lynch Canada

New York, NY

Other Businesses

I*521400 For profit or not for profit: Entity For Profit Name of outside business organization: Artemis Collective LLC Investment related: N Address of business: Kew Gardens, New York, 11418 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 9/14/2021 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-06-29
S63	Uniform Securities Agent State Law Examination	1997-07-24

S66 Uniform Combined State Law Examination

2009-06-29
S63 Uniform Securities Agent State Law Examination

1997-07-24