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Lori A Russell

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Billings, MT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2007-11-08
TX RA APPROVED_RES 2000-07-06
  • MT RA
    APPROVED
    Since 2007-11-08
  • TX RA
    APPROVED_RES
    Since 2000-07-06

Branch Locations

3412 Colton Blvd, Billings, MT 59102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Billings MT 08/1996 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Billings MT 08/1996 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-19
S63 Uniform Securities Agent State Law Examination 1997-07-31
  • S66 Uniform Combined State Law Examination
    2001-10-19
  • S63 Uniform Securities Agent State Law Examination
    1997-07-31
Other Names
  • Lori Balko
  • Lori Ann Balko
  • Lori A Smith
  • Lori Ann Smith

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · BILLINGS, MT
U.S. BANCORP ADVISORS, LLC · Billings, MT
INVESTMENT MANAGEMENT GROUP · BILLINGS, MT
AMERIPRISE FINANCIAL SERVICES, LLC · BILLINGS, MT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Billings, MT
AMERIPRISE FINANCIAL SERVICES, LLC · BILLINGS, MT
CWM, LLC · Billings, MT
EDWARD JONES · BILLINGS, MT

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