Gary Steven Thompson

Current Employers

Employment History

• 06/2004 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 12/2004 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2001 → Present
  Thompson & Company, S.C.
  Jeffeerson, WI
• 06/2024 → Present
  Jon Green Family Auto Llc
  Milton, WI

Other Businesses

1)FOUR FORE FORTUNE, INVESTMENT CLUB, INV REL, 1115 WENZEL CT, JEFFERSON, WI 53549, PARTNER, 25% OWNERSHIP WITH 3 OTHER INDIVIDUALS, SINCE 11/2000. 2) THOMPSON FINANCIAL MANAGEMENT, DBA NAME FOR INVESTMENT PRACTICE - INV RELATED: 3)ASHLEYCHLOE PROPERTIES LLC, NOT INVEST REL, 219 S MAIN ST, JEFFERSON, WI, 53549, RENTAL REAL ESTATE, START 10/01/01, 1HR/WK NOT DURING TRADING HRS., OWNER. 3) NAME OF OTHER BUSINESS: THOMPSON & COMPANY, S.C.; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CPA FIRM; START DATE: 10/2001; POSITION/TITLE/RELATIONSHIP: PRESIDENT / CPA; APX NUMBER OF HOURS PER WEEK: 34; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PERFORM TAX AND ACCOUNTING TASKS WITH LIMITED POWER OF ATTORNEY FOR IRS, BILL PAY SERVICES, AND OTHER TAX MATTERS AND BUDGET COUNSELING; 4) NAME OF OTHER BUSINESS: JON GREEN FAMILY AUTO LLC; INVESTMENT RELATED: NO; ADDRESS: 1234 GATEWAY DR, MILTON, WI 53563; NATURE OF BUSINESS: AUTOMOBILE SALES & SERVICE; START DATE: 6/2024; POSITION/TITLE/RELATIONSHIP: CONTROLLER; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING SERVICES; 5) NAME OF OTHER BUSINESS: JEFFERSON HOUSING AUTHORITY, INVESTMENT RELATED: NO, ADDRESS: 431 N ELIZABETH AVE, JEFFERSON, WI 53549, NATURE OF BUSINESS: NON-PROFIT, START DATE: 04/2023, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: .25, APX NUMBER OF HOURS DURING TRADING HOURS: .25, BRIEF DESCRIPTION OF DUTIES: WORK ON THE BOARD WITH 4 OTHER BOARD MEMBERS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-21
• S63 Uniform Securities Agent State Law Examination
  1997-06-11