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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-12-08 |
| CA | RA | APPROVED | 2012-01-06 |
Branch Locations
1100 W, Shaw Ave Suite 138, Fresno, CA 93711 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Fresno | CA | 06/2001 | Present |
| Debtmerica, Llc | Santa Ana | CA | 02/2011 | 02/2023 |
| Transamerica Financial Advisors, Llc | Fresno | CA | 01/2012 | Present |
| Benefit Mall | Fresno | CA | 02/2012 | Present |
| Nrg Professionals | Clovis | CA | 03/2015 | 06/2019 |
| Legacy Shield | Ponte Vedra | FL | 02/2021 | Present |
| Nrg Advisors, Inc | Clovis | CA | 01/2026 | Present |
Sales of insurance and non-insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Legacy Shield / 0221-Present / Investment Related: No / 100 Executive Way, 105 Ponte Vedra, FL 32082/ Agent / Estate Planning Online / Hrs Work Monthly: 2 / Sec Trading Hrs: 1 / Refer as appropriate Benefit Mall/No/7498 N. Remington Avenue Suite 101/Fresno/CA/93711/Group health insurance sales/Independent contractor/02.01.2012/1 hour per week/sales. NRG ADVISORS, INC POSITION: President NATURE: Pass through S-Corp INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 1423 N. Cindy Ave., Clovis CA 93619, United States DESCRIPTION: Keep the financial records in compliance with IRS rules and regulations.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-04 |
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