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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-12-08
CA RA APPROVED 2012-01-06
  • TX RA
    APPROVED_RES
    Since 2020-12-08
  • CA RA
    APPROVED
    Since 2012-01-06

Branch Locations

1100 W, Shaw Ave Suite 138, Fresno, CA 93711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Fresno CA 06/2001 Present
Debtmerica, Llc Santa Ana CA 02/2011 02/2023
Transamerica Financial Advisors, Llc Fresno CA 01/2012 Present
Benefit Mall Fresno CA 02/2012 Present
Nrg Professionals Clovis CA 03/2015 06/2019
Legacy Shield Ponte Vedra FL 02/2021 Present
Nrg Advisors, Inc Clovis CA 01/2026 Present
  • 06/2001 → Present
    Wfgia
    Fresno, CA
  • 02/2011 → 02/2023
    Debtmerica, Llc
    Santa Ana, CA
  • 01/2012 → Present
    Fresno, CA
  • 02/2012 → Present
    Benefit Mall
    Fresno, CA
  • 03/2015 → 06/2019
    Nrg Professionals
    Clovis, CA
  • 02/2021 → Present
    Legacy Shield
    Ponte Vedra, FL
  • 01/2026 → Present
    Nrg Advisors, Inc
    Clovis, CA
Previous Registrations
  • 2007-11-09 → 2012-01-06
    Investment Advisors International, Inc.
    Fresno, CA
Other Businesses

Sales of insurance and non-insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Legacy Shield / 0221-Present / Investment Related: No / 100 Executive Way, 105 Ponte Vedra, FL 32082/ Agent / Estate Planning Online / Hrs Work Monthly: 2 / Sec Trading Hrs: 1 / Refer as appropriate Benefit Mall/No/7498 N. Remington Avenue Suite 101/Fresno/CA/93711/Group health insurance sales/Independent contractor/02.01.2012/1 hour per week/sales. NRG ADVISORS, INC POSITION: President NATURE: Pass through S-Corp INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 1423 N. Cindy Ave., Clovis CA 93619, United States DESCRIPTION: Keep the financial records in compliance with IRS rules and regulations.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-26
S63 Uniform Securities Agent State Law Examination 1999-12-04
  • S65 Uniform Investment Adviser Law Examination
    2007-09-26
  • S63 Uniform Securities Agent State Law Examination
    1999-12-04

View on SEC IAPD

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