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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-02-05
TX RA APPROVED_RES 2006-10-03
IL RA APPROVED 1999-06-08
  • MN RA
    APPROVED
    Since 2026-02-05
  • TX RA
    APPROVED_RES
    Since 2006-10-03
  • IL RA
    APPROVED
    Since 1999-06-08

Branch Locations

2400 Ravine Way Ste 100, Glenview, IL 60025 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Glenview IL 04/1999 03/2020
Ameriprise Financial Services, Llc Glenview IL 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 2400 Ravine Way, Suite 100Glenview, IL 60025, ,; ; . Business Ownership; ETNOM Ltd; President, Secretary and Treasurer; Consulting; 2400 Ravine Way, Suite 100, , Glenview, IL, 60025; Not Investment-Related; 04/18/2019; 10 to 19 hours per month; 0 during trading hours. Board of Directors; Colonial Center of Glenview Condo Association; Secretary; 2400 Ravine Way, , Glenview, IL, 60025; Not Investment-Related; 01/21/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-05-14
  • S66 Uniform Combined State Law Examination
    1999-05-14

View on SEC IAPD

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