John Nathan Moose

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 04/2018
  Ameriprise Financial Services, Inc.
  Rochester, NY
• 04/2018 → Present
  Commonwealth Financial Network
  Waltham, MA
• 04/2018 → Present
  Endeavor Wealth Advisory Group
  Rochester, NY

Other Businesses

1. Co-owner, BMPZ, LLC an entity created for the purpose of owning and managing office property, as of 04/20/2018; Approximately 2% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Partner, Moose Camp Sloane, LLC, an entity created for the purpose of owning private real estate in Fairport NY, as of 04/20/2018; Approximately 0% time spent during securities trading hours per month; Not Conducted at branch location; Investment related. 3. Fixed insurance sales; as of 04/20/2018; Approximately 2% time spent during securities trading hours per month; Conducted at branch location; Investment related. 4. Owner, Moose Wealth Advisory Group, LLC; Private Entity established to facilitate securities, advisory, and insurance business; Located at 2024 West Henrietta Road, Bldg. 3E, Rochester, NY 14623; as of 10/20/2020; 1% of time spent during business hours; Conducted at branch location; Investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-06-17

Designations

• Chartered Financial Consultant