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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-14
NY RA APPROVED 2021-06-29
  • TX RA
    APPROVED
    Since 2026-05-14
  • NY RA
    APPROVED
    Since 2021-06-29

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

2024 West Henrietta Road Bldg. 3E, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rochester NY 09/2005 04/2018
Commonwealth Financial Network Waltham MA 04/2018 Present
Endeavor Wealth Advisory Group Rochester NY 04/2018 Present
  • 09/2005 → 04/2018
    Ameriprise Financial Services, Inc.
    Rochester, NY
  • 04/2018 → Present
    Waltham, MA
  • 04/2018 → Present
    Endeavor Wealth Advisory Group
    Rochester, NY
Other Businesses

1. Co-owner, BMPZ, LLC an entity created for the purpose of owning and managing office property, as of 04/20/2018; Approximately 2% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Partner, Moose Camp Sloane, LLC, an entity created for the purpose of owning private real estate in Fairport NY, as of 04/20/2018; Approximately 0% time spent during securities trading hours per month; Not Conducted at branch location; Investment related. 3. Fixed insurance sales; as of 04/20/2018; Approximately 2% time spent during securities trading hours per month; Conducted at branch location; Investment related. 4. Owner, Moose Wealth Advisory Group, LLC; Private Entity established to facilitate securities, advisory, and insurance business; Located at 2024 West Henrietta Road, Bldg. 3E, Rochester, NY 14623; as of 10/20/2020; 1% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-06-17
  • S63 Uniform Securities Agent State Law Examination
    1997-06-17
Designations

View on SEC IAPD

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