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Steven Charles Wellington

Mwa Financial Services Inc.

Sugar Grove, IL

CRD 2898126

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Employer firm

Mwa Financial Services Inc. CRD 112630

$640M regulatory AUM 51 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-10-31
IL RA APPROVED 2011-02-11
  • TX RA
    APPROVED
    Since 2013-10-31
  • IL RA
    APPROVED
    Since 2011-02-11

Branch Locations

Sugar Grove, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Rock Island IL 01/2011 Present
Mwa Financial Services Inc. Rock Island IL 02/2011 Present
Previous Registrations
  • 2003-03-10 → 2011-02-15
    Securities America Advisors, Inc.
    St. Charles, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-27
S63 Uniform Securities Agent State Law Examination 1998-04-02
  • S66 Uniform Combined State Law Examination
    2001-04-27
  • S63 Uniform Securities Agent State Law Examination
    1998-04-02
Designations
  • Certified Financial Planner
Other Names
  • Steve Wellington
  • Steven Wellington
  • Steven C. Wellington

View on SEC IAPD

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