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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-20 |
| MD | RA | APPROVED | 2007-10-16 |
| VA | RA | APPROVED | 1998-05-11 |
Branch Locations
6701 Democracy Blvd Ste 200, Bethesda, MD 20817 • United States
Aylett, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bethesda | MD | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Bethesda | MD | 03/2020 | Present |
Business Ownership; Tanyard Vines; Manage operation of vineyard. Bring ripe grapes to market for sale.; Viticulturist: Grape-Grower - Selling grapes to vineyards.; 1447 Smokey Rd, , Aylett, VA, 23009; Not Investment-Related; 08/16/2022; 10 to 19 hours per month; 0 during trading hours. Board of Directors; Aylett Bible Fellowship; Tresaurer; PO Box 56, , Aylett, VA, 23009; Not Investment-Related; 11/01/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-30 |
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