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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED_RES | 2015-06-03 |
| NJ | RA | APPROVED | 2015-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moviebox Inc | Bayside | NY | 02/2012 | 06/2019 |
| Jpmorgan Chase Bank, N.A. | Kingston | NY | 04/2015 | Present |
| J.P. Morgan Securities Llc | Kingston | NY | 04/2015 | Present |
| Watchmatic Llc | Poughquag | NY | 08/2024 | Present |
Entity Name: WATCHMATIC LLC Investment related: No Address: Personal Residence Poughquag New York 12570 Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 08/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I personally collect watches as a hobby and want to sell them on ebay and other watch sites. I am interested in setting up an LLC for liability and tax purposes of selling online.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-28 |
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