Aniruddha Ray

Current Employers

Mdx Wealth Management

2245 Texas Dr Suite 300, Sugarland, TX 77479 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2016-11-16
NV	RA	APPROVED	2016-08-22
CA	RA	APPROVED	2016-06-17
TX	RA	APPROVED	2016-03-31

AZ RA
APPROVED

Since 2016-11-16
NV RA
APPROVED

Since 2016-08-22
CA RA
APPROVED

Since 2016-06-17
TX RA
APPROVED

Since 2016-03-31

Branch Locations

3753 Howard Hughes Pkwy, Las Vegas, NV 89169 • United States

Henderson, NV • United States

2245 Texas Dr Suite 300, Sugarland, TX 77479 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mdx Wealth Management	Houston	TX	03/2016	Present

03/2016 → Present

Mdx Wealth Management

Houston, TX

Previous Registrations

2002-12-13 → 2016-04-05

Lpl Financial Llc

Las Vegas, NV
1998-03-30 → 2002-12-20

Ubs Financial Services Inc.

Las Vegas, NV

Other Businesses

1. 12/13/2002 RAY FINANCIAL SERVICES LLC - INVESTMENT RELATED; OWNER; LAS VEGAS NV 50HR/WK 2. 4/25/2007 RR FILM PRODUCTION, LLC - NON-INVESTMENT RELATED; OWNER; FILM INDUSTRY-PRODUCTION/ACTING; HENDERSON NV 10HR/WK

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-08-28
S63	Uniform Securities Agent State Law Examination	1997-08-26

S65 Uniform Investment Adviser Law Examination

1997-08-28
S63 Uniform Securities Agent State Law Examination

1997-08-26

Other Names

Ron Ray
K Roni Ray
Roni Ray

View on SEC IAPD