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B. Riley Wealth Advisors, Inc. CRD 115927
$4.21B regulatory AUM 40 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2016-07-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | Seattle | WA | 07/2016 | 07/2022 |
| National Asset Mangement | Seattle | WA | 07/2016 | 07/2022 |
| B. Riley Wealth Management | Seattle | WA | 07/2022 | Present |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | Present |
(1)HILGER FINANCIAL PLLC. NON INVESTMENT RELATED, 4701 SW ADMIRAL WAY / 107 SEATTLE, WA 98116, ACCOUNTING PURPOSES ONLY, PRESIDENT,START DATE: 07/2016,ZERO HOURS DEVOTED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-20 |
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