Michael John Canfield

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 07/2019
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 07/2019 → 08/2022
  Unemployed
  Holden, MA
• 08/2022 → Present
  Commonwealth Financial Network
  Waltham, MA
• 08/2022 → Present
  James N Ball & Company, Inc.
  Westborough, MA

Previous Registrations

• 2016-03-15 → 2019-08-08
  Cuna Brokerage Services, Inc.
  Waverly, IA
  Shrewsbury, MA

Other Businesses

Fixed insurance sales; as of 02/01/2023; 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2022-10-28
• S63 Uniform Securities Agent State Law Examination
  1997-07-10