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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • AR RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

2200 North Rodney Parham Road Suite 100, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Little Rock AR 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Little Rock, AR
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Little Rock, AR
  • 2000-06-05 → 2007-04-02
    Morgan Stanley Dw Inc.
    Little Rock, AR
Other Businesses

CHENAL COUNTRY CLUB- 10 CHENAL CLUB BLVD- 01/2012- COUNTRY CLUB- BOARD MEMBER, I WILL BE ON THE BOARD OF DIRECTORS FOR CHENAL CC- 0 COMPENSATION, 0 SHARES HELD, 1 HOUR OUTSIDE BUSINESS HOURS *499103 - Ten Strike Racing; Investment related: No; San Antonio, Arkansas; Other; Super minority owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2022; During business hours: 0; After business hours: 0; Other *OBI - 570829 - Rental House ; Investment related - Yes ; Fayetteville, Arkansas ; Real Estate ; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent) ; 10/2023 ; During business hours : 0 ; After business hours : 0 ; Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-07
  • S66 Uniform Combined State Law Examination
    1999-12-07
Other Names
  • Carrol Heath Harper

View on SEC IAPD

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