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Current Employers
Financial Planning Services

6920 Pointe Inverness Way Ste 170, Fort Wayne, IN 46804 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-08-04
TX RA APPROVED 2023-08-04
  • IN RA
    APPROVED
    Since 2023-08-04
  • TX RA
    APPROVED
    Since 2023-08-04

Branch Locations

6920 Pointe Inverness Way Ste 170, Fort Wayne, IN 46804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 05/2008 07/2023
Spc Ann Arbor MI 05/2008 07/2023
Financial Planning Services Fort Wayne IN 08/2023 Present
Osaic Wealth, Inc. Fort Wayne IN 08/2023 Present
  • 05/2008 → 07/2023
    Sigma Financial Corporation
    Ann Arbor, MI
  • 05/2008 → 07/2023
    Ann Arbor, MI
  • 08/2023 → Present
    Fort Wayne, IN
  • 08/2023 → Present
    Osaic Wealth, Inc.
    Fort Wayne, IN
Previous Registrations
  • 2008-05-05 → 2023-08-09
    Fort Wayne, IN
    Ann Arbor, MI
  • 1998-12-01 → 2008-05-08
    Osaic Fa, Inc.
    Fort Wayne, IN
    Fort Wayne, IN
Other Businesses

1. MACKE FINANCIAL GROUP, INC.: SALE OF VARIOUS INSURANCE PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES. 2. ROBERT R. MACKE POSITION: insurance agent NATURE: Sale of insurance products as an independent insurance agent. INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 08/01/2023 ADDRESS: 6920 Pointe Inverness Way, Suite 170, Fort Wayne IN 46804, United States DESCRIPTION: Sales and service of insurance contracts. 3. FINANCIAL PLANNING SERVICES POSITION: investment advisor representative NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2023 ADDRESS: 6920 Pointe Inverness Way, Suite 170, Fort Wayne IN 46804, United States DESCRIPTION: Help clients with their financial advisory needs, recommend accounts and investments, place trades, monitor accounts and provide customer service.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-17
S63 Uniform Securities Agent State Law Examination 1997-06-03
  • S65 Uniform Investment Adviser Law Examination
    2008-10-17
  • S63 Uniform Securities Agent State Law Examination
    1997-06-03
Other Names
  • Bob Macke

View on SEC IAPD

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