Phillip Guerrero

Current Employers

Employment History

• 10/2007 → Present
  Lpl Financial Llc
  Hawthorn Woods, IL
• 01/2017 → Present
  Pmg Wealth Management, Inc.
  Hawthorn Woods, IL

Previous Registrations

• 2000-12-20 → 2007-10-15
  A. G. Edwards & Sons, Inc.
  Barrington, IL
  Barrington, IL

Other Businesses

(1) 07/23/2007: PMG WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 02/29/2012: NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION(S) - FIXED INSURANCE PRODUCTS - 1% TIME SPENT (3) 06/15/2016 - PMG Wealth Management 401k Plan - Act in a Fiduciary Capacity - INV REL - START 01/01/2014 - PMG Wealth Management, 60 Landover Pkwy, Ste. D, Hawthorn Woods, IL 60047 - Trustee of PMG Wealth Management 401k Plan for self and employees - 1 HR/MO, 1 DURING SECS TRDG HRS (4) 06/15/2017 - PMG Wealth Management, Inc. - investment related - At reported business location(s) - Registered Investment Advisor Hybrid - IAR - start 01/15/2017 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through PMG Wealth Management, Inc., an independent investment advisor firm. I started this business activity in January 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 06/15/2017 - PMG Wealth Management, Inc. - investment related - At reported business location(s) - Registered Investment Advisor DBA - start 01/15/2017 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through PMG Wealth Management, Inc., an independent investment advisor firm. I started this business activity in Jan 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 9/16/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Illinois Notary Public - Started 07/08/2010 - 1 Hours Per Month During Securities Trading - Illinois Notary Public (renewed). (7) 1/21/2020 - Plan To Rise Above - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/19/2019 - 5 Hours Per Month/2 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2000-12-12
• S63 Uniform Securities Agent State Law Examination
  1997-07-25

Designations

Other Names

• Phil Guerrero