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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-08-30
CT RA APPROVED 2000-03-24
  • TX RA
    APPROVED_RES
    Since 2011-08-30
  • CT RA
    APPROVED
    Since 2000-03-24

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 05/1998 Present
Bank Of America, N.A. Stamford CT 07/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-01-07
  • S66 Uniform Combined State Law Examination
    2000-01-07

View on SEC IAPD

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